Ameriprise Financial is searching for a Compliance Manager/Officer to join the General Counsel's Organization! The individual in this role will be a hardworking self-starter, motivated by achieving and exceeding goals who will support Global Asset Management Compliance program for RiverSource through performance of ongoing compliance monitoring, oversight, and advisory activities. You will work in a collaborative culture where you will interact with a diverse set of business partners. Come and demonstrate your flexible, creative, and detailed oriented skills. Are you ready to get started and continue growing your career? Come apply today! Key Responsibilities Research applicable laws and regulations, analyze their effect on business practices, and work with Legal Department partners, as needed, to clarify requirements and address related issues. Identify problem policies related to the application of laws and regulations. Maintain current knowledge of industry practices and developments. Raise issues and maintain records, as required or as appropriate. Serve as an expert resource for state regulatory reporting, filings and inquiries. Close recognized gaps and support effective day-to-day compliance oversight. Required Qualifications Bachelor's degree or equivalent (4-years) 5+ years of relevant experience Strong knowledge of financial services industry. Knowledge of SEC, FINRA, State, and other regulatory requirements for investment advisers, registered investment companies, transfer agents and broker/dealers. Strong written and verbal communication skills. Facilitation skills. Ability to prepare and/or present material for senior leaders, with leader support. Intermediate-level skills in Microsoft Word, Excel, and PowerPoint. Preferred Qualifications Prior experience with middle/back-office insurance and annuity operations. Experience in developing process flows/diagrams. Working knowledge of Microsoft Visio.